regions bank chief compliance officer

Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Regions News Online: regions.doingmoretoday.com Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Fill out the form to connect with a representative and learn more. Senior Executive Vice President Embed controls to reduce risk in a hybrid work environment. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. In addition, Nolan oversees competitive and strategic analysis. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Fournier J. Gale, III Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. jsbacContactjsbacContact ET February 9, 2021. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Corporate Banking Division Head. John Turner is president and chief executive officer of Regions Financial Corporation. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. Misra is responsible for overseeing the company's data strategy and enterprise data . Andrew Nix will join Regions as chief governance officer on March 17. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. and Save time and execute with confidence when creating your strategic plan for compliance. Youre about to leave Regions to use an external site. Prior to that role he was Head of Strategic and Corporate planning. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Turner holds a bachelors degree in economics from the University of Georgia. Meet Andrew Nix. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Senior Executive Vice President Prior to assuming her current role, she was named associate director of investor relations in 2010. Regions News on Twitter: @RegionsNews. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Gartner Terms of Use He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Gartner Terms of Use Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. He leads the company's Executive Leadership Team. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Head of Enterprise Operations. Regions Investment Solutions is a marketing name of Cetera Investment Services. He is a member of the Executive Leadership Team. Executive Vice President Ritter is a member of Regions Executive Leadership Team. He joined Assurant as senior vice president of Information Technology. 205-264-4551 He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Boots Gale, III is general counsel and corporate secretary for Regions. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Santander Chief Compliance Officer Salaries in Braunton Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Head of Consumer Banking Group. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Scott M. Peters Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Executive Vice President Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. The LifeGreen color is a trademark of Regions Bank. Community Affairs She leads the companys Legal, Government Affairs, and Corporate Governance departments. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Gartner Terms of Use He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. She is also responsible for managing the companys relationships with credit rating agencies. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He was named president in December 2017. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Design a human-centric compliance culture. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. He earned a masters degree in Human Resources from Boston University. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Chief Financial Officer. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Congratulations on your new role. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Privacy Policy. She is a member of the companys Executive Leadership Team. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Senior Executive Vice President In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. C. Matthew Lusco Regions Bank is an Equal Housing Lender and Member FDIC. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Smith is a member of the companys Executive Leadership Team. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. . Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. David Popwell President, Specialty Banking . Leadership Team and Board of Directors - First Horizon Bank Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Senior Executive Vice President Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. He is also a member of the companys Executive Leadership Team. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the First Horizon Bank. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Evaluate current compliance program activities and gauge their effectiveness and impact. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. 8 a.m. 5 p.m. GMT To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. John B. Owen Hope D.Mehlman Senior Executive Vice President 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com He began his career at Crestar Mortgage. Keenan earned a bachelors degree in Political Science from Furman University. William E. Horton Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Senior Executive Vice President Chief Risk Officer. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He is a member of Regions Executive Leadership Team. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Andrew Nix will join Regions as chief governance officer on March 17. Reserve Bank of India - Notifications 2023 Regions Bank. This press release features multimedia. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Monday through Friday. Senior Executive Vice President Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. John Turner is president and chief executive officer of Regions Financial Corporation.

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regions bank chief compliance officer